SERVICES
Independent Compliance Audits & Advisory
We perform independent AML/CFT and sanctions compliance audits for financial and non-financial institutions.
Our reviews identify exposure to restricted entities, high-risk jurisdictions, and procedural gaps.
Each report is structured to meet both internal governance standards and regulatory expectations.
Includes:
- AML/CFT and sanctions audits
- Compliance gap reviews
- Risk assessments and periodic inspections
- Advisory on regulator correspondence and reporting
Investigations & Due Diligence
We conduct in-depth legal and ownership investigations to uncover complex control structures and reputational risks across multiple jurisdictions.
Our findings support decision-making in banking, licensing, onboarding, and litigation contexts.
Includes:
- UBO (Ultimate Beneficial Ownership) tracing
- KYC / KYB due diligence
- PEP & TBML risk identification
- Transaction and partner background checks
Regulatory Compliance Programs
We design and enhance compliance frameworks aligned with UAE, EU, UK, and US regulatory standards.
Our boutique advisory combines legal drafting, policy design, and practical implementation tailored to each client’s operations.
Includes:
- AML/CFT compliance programs
- Sanctions policy design
- Internal documentation and process improvement
- Outsourced compliance officer and training support
Industries We Advise:
- Fintech & Payments
Emerging finance, e-money, and digital asset firms ensuring AML/CFT and sanctions compliance.
- Insurance & Brokerage
Trade, life, and reinsurance intermediaries managing cross-border regulatory risks.
- DNFBPs & Professional Services
Law, accounting, corporate, and real estate firms under AML/CFT supervision.
- Trading, Logistics & Supply Chain
Import/export and commodity traders exposed to sanctions and TBML risks.
- Maritime & Aviation
Shipping and air transport operators requiring multi-jurisdictional due diligence.
- International Enterprises
Companies with cross-border ownership, global subsidiaries, or complex UBO structures.